Experts in Professional Discipline & Regulation

The Professional Discipline & Regulation Team

We have a specialist team of lawyers providing compliance advice on the structure and framework of solicitors’ practices, business models, legal and regulatory requirements.  The team is also dedicated to acting for solicitors and legal professionals who face regulatory investigations by the Solicitors Regulation Authority or disciplinary proceedings before the Solicitors Disciplinary Tribunal.

In light of recent and anticipated changes to the Rules and Regulations governing the conduct and practice of solicitors it is more important than ever for solicitors and practices to keep abreast of the closely regulated world in which they practice.

Our service

We guide clients through the regulatory minefield and at all times aim to quickly and efficiently minimise the impact of an inspection or investigation by the SRA upon your reputation or your ability to practise.

Advice areas

We provide advice and, where necessary, representation and advocacy throughout:

  • Inspections by the SRA’s Forensic Investigations and Practice Standards Units
  • Complaints and appeals before Adjudication Panels
  • Disciplinary proceedings before the Solicitors Disciplinary Tribunal
  • Applications and Appeals to the Divisional Court.

The earlier we are instructed in the regulatory process, the better the chances of a successful conclusion to regulatory and disciplinary issues.

Our team is well known for recognising and advancing legitimate defences and for steering solicitors and their firms through this difficult area.  When things go wrong we can provide you with the advantage of presenting explanations to the SRA in the best possible light, based upon our extensive experience of doing just that for clients nationwide.  We are instructed by private individuals, partnerships, LLPs, Limited companies and Professional Indemnity insurers alike.

We are members of the Solicitors Assistance Scheme panel, the Association of Regulatory and Disciplinary Lawyers and the Solicitors Association of Higher Court Advocates.  We can offer you the key advantage of our complete and comprehensive knowledge and understanding of all aspects of solicitors’ regulatory and disciplinary processes.

Our work in Professional Discipline is recommended in the most recent editions of Chambers and Partners in which George Marriott is described as “a commanding presence in the courtroom” and as providing “sensible and considered advice”.  The team has long been recognised by the Legal 500 as leaders in the field.

Contact us today about your professional discipline or regulatory issue

In the event that your practice has come under the scrutiny of the SRA or if you have to appear before the SDT and you wish to speak with us in complete confidence about any issue that you face, please contact us to hear how we can help you.

Please call 0800 916 9054 or e-mail enquiries@rjwslatergordon.co.uk to contact one of our legal specialists. We have offices nationwide.

Contact our expert team

Call our freephone number 0808 175 7723

or email us direct

pdr@rjwslatergordon.co.uk

What People say about us

Rod Fletcher draws praise for his representation of professionals from the financial services, police, healthcare and legal sectors.

Chambers & Partners, 2012